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A list of risk management policies (and some procedures) firms have told LPLC they use. Not all firms have all of these policies. For some of the policies we have commented on the risk management issues that should be considered when drafting the policy.

Policies for law firms.pdf

(PDF, 197.31 KB)

Contains a list of policies and procedures under the following topics:

  • Core duties and professional obligations
  • Conflicts and business intake
  • Matter/client management
  • Practice/firm management and staff
  • Claims and complaints
Download Policies for law firms.pdf